GOV.UK Financial Monitoring Commission — A statutory body
Official regulator — verify firms before you invest

Press Room

Announcements, enforcement outcomes, speeches, and resources for the media.

Newsroom · Office of Public Affairs · London

Press Releases

Official announcements from the Financial Monitoring Commission — enforcement outcomes, consumer warnings, policy decisions, and operational news.

Enforcement Consumer advisory Policy & rules Authorisation Whistleblowing Speeches
86
Statements issued this year
£48m
Penalties announced (yr)
23
Consumer warnings published
2 hrs
Target media response time
12
Jun
Enforcement

FMC orders £4.2m restitution after unauthorised withdrawal freeze

The Commission concluded an action against a firm that suspended client withdrawals without disclosure, securing the return of money to affected investors.

04
Jun
Consumer advisory

FMC warns of cloned-firm investment scams

Fraudsters are impersonating licensed firms; investors should verify licence numbers on the FMC register before transferring any money.

28
May
Authorisation

FMC launches new electronic licensing portal

A streamlined portal reduces processing times for firm applications and renewals.

19
May
Whistleblowing

FMC recognises whistleblowers in fund-misuse cases

Confidential tips that led to successful actions were recognised under the FMC whistleblower programme.

07
May
Policy & rules

Commission finalises stronger client-money rules

New rules require daily reconciliation and tighter conditions on how firms may hold investor money.

22
Apr
Enforcement

Two individuals banned and fined £1.1m for mis-selling

The FMC prohibited two advisers from the industry following a pattern of unsuitable recommendations.

Speeches & Testimony

10
Jun
Speech

Remarks by the Chair on investor protection in digital markets

Dame Helen Whitfield on regulating crypto-asset trading and protecting retail investors.

02
Jun
Testimony

Evidence to the Treasury Select Committee on client-fund safeguards

The Chief Executive sets out progress on segregation and the compensation framework.

21
May
Speech

The Consumer Duty one year on

Reflections on how outcomes-based regulation is changing firm behaviour.

Events

Open Commission Meeting

Public meeting to consider proposed rules on withdrawal disclosure. Live-streamed from London.

Investor Protection Week

A national series of public sessions on recognising and avoiding investment fraud.

Annual Public Meeting

The Board reports on the year and answers questions from the public.

Industry Supervision Forum

Briefings for compliance officers on supervisory priorities for the year ahead.

Media Resources

The Office of Public Affairs handles all media enquiries. Journalists can request interviews, official statements, data, and high-resolution assets. For urgent enquiries outside office hours, please use the duty-press line.

Media enquiries
press@fmc.org.uk
Press office
+44 (0)20 7946 0150 (Mon–Fri, 09:00–18:00)
Out-of-hours duty press
+44 (0)20 7946 0199
Address
Office of Public Affairs, 25 Canary Wharf, London E14 5AB

Spokespeople

Office of the Chair

Strategy, governance, and the Commission's public priorities.

Director of Enforcement

Investigations, sanctions, and the recovery of investor funds.

Chief Economist

Market data, trends, and the analysis behind policy.

Head of Consumer Protection

Complaints, scams, and investor education.

Brand & logo use

Use of the FMC name and crest is restricted. Use of the FMC name and crest is restricted. Media may reproduce our logo solely to illustrate genuine reporting about the Commission. It must never be used in a way that implies the FMC endorses a firm, product, or service. Firms claiming \ press@fmc.org.uk.

Contact Public Affairs

Information for journalists (FAQ)

Will the FMC comment on a specific firm or live investigation?

We do not confirm, deny, or comment on individual firms or ongoing investigations. Concluded enforcement actions are published in full as final notices, which we are happy to discuss.

How do I verify a claim that a firm is FMC-regulated?

pr_b64_before public register pr_b64_after

Can I receive releases automatically?

Yes. Email the press office to join the media distribution list for embargoed and on-release statements, and to receive data under embargo where appropriate.

Do you provide interviews and broadcast facilities?

Subject to availability, we can arrange interviews with spokespeople and have facilities for broadcast at our London headquarters.